# SEC Filing Monitor — Track 10-K, 10-Q & 8-K Filings (`yourwingman/sec-filing-monitor`) Actor

Monitor SEC EDGAR filings for any public company by ticker symbol. Retrieves 10-K, 10-Q, 8-K, and other filings with full metadata including filing date, type, and SEC viewer link.

- **URL**: https://apify.com/yourwingman/sec-filing-monitor.md
- **Developed by:** [Wingman](https://apify.com/yourwingman) (community)
- **Categories:** Lead generation
- **Stats:** 2 total users, 1 monthly users, 100.0% runs succeeded, 0 bookmarks
- **User rating**: No ratings yet

## Pricing

Pay per event + usage

This Actor is paid per event and usage. You are charged both the fixed price for specific events and for Apify platform usage.

Learn more: https://docs.apify.com/platform/actors/running/actors-in-store#pay-per-event

## What's an Apify Actor?

Actors are web data automations that power AI and operations. They run on the Apify platform to scrape websites, process data, connect APIs, and automate workflows.
In Batch mode, an Actor accepts a well-defined JSON input, performs an action which can take anything from a few seconds to a few hours,
and optionally produces a well-defined JSON output, datasets with results, or files in key-value store.
In Standby mode, an Actor provides a web server which can be used as a website, API, or an MCP server.
Actors are written with capital "A".

## How to integrate an Actor?

If asked about integration, you help developers integrate Actors into their projects.
You adapt to their stack and deliver integrations that are safe, well-documented, and production-ready.
The best way to integrate Actors is as follows.

- **AI agents and MCP clients** — the [Apify MCP server](https://docs.apify.com/integrations/mcp.md) at `https://mcp.apify.com` (remote, streamable HTTP, OAuth on first use).
- **Agentic workflows and local Actor development** — [Agent Skills](https://apify.com/.well-known/agent-skills/index.json) with the [Apify CLI](https://docs.apify.com/cli/docs.md): `npm install -g apify-cli`, then `apify login`.
- **JavaScript/TypeScript projects** — the official [JS/TS client](https://docs.apify.com/api/client/js/docs.md): `npm install apify-client`.
- **Python projects** — the official [Python client](https://docs.apify.com/api/client/python/docs.md): `pip install apify-client`.
- **Any other language** — the [REST API](https://docs.apify.com/api/v2.md).

For usage examples, see the [API](#api) section below.

For more details, see Apify documentation as [Markdown index](https://docs.apify.com/llms.txt) and [Markdown full-text](https://docs.apify.com/llms-full.txt).

# README

## SEC Filing Monitor — Apify Actor

Monitor SEC EDGAR filings for any public company by ticker symbol. Track 10-K, 10-Q, 8-K, and other SEC filings with metadata.

### Features

- **Ticker Lookup** — Convert any ticker symbol to CIK automatically
- **Multiple Filing Types** — Filter by 10-K (annual), 10-Q (quarterly), 8-K (current events), and more
- **Rich Metadata** — Filing type, date, description, SEC viewer URL, accession number
- **Batch Processing** — Monitor up to 20 companies per run
- **No Browser Required** — Uses SEC's official JSON data API (fast, lightweight)

### Use Cases

- **Competitive Intelligence** — Track what your competitors file with the SEC
- **Investment Research** — Monitor portfolio companies for material events (8-K)
- **M\&A Monitoring** — Watch for M\&A-related filings (S-4, etc.)
- **Compliance** — Automate compliance monitoring for regulated entities

### Input

```json
{
  "tickers": ["AAPL", "MSFT", "GOOGL"],
  "filingTypes": ["10-K", "10-Q", "8-K"],
  "maxFilingsPerCompany": 20
}
```

### Output

Each item is a filing record:

```json
{
  "ticker": "AAPL",
  "companyName": "Apple Inc.",
  "cik": "0000320193",
  "filingType": "10-K",
  "filingDate": "2024-11-01",
  "secFormUrl": "https://www.sec.gov/cgi-bin/viewer?action=view&cik=0000320193&accession_number=..."
}
```

### Pricing

- **PAY\_PER\_EVENT** — $0.00005 per actor start + $0.00001 per dataset item (content extraction pricing)

### Tech Stack

- TypeScript (native `fetch` API)
- SEC EDGAR JSON API (no browser needed)

# Actor input Schema

## `tickers` (type: `array`):

List of company ticker symbols to monitor for SEC filings (e.g., AAPL, MSFT, GOOGL).

## `filingTypes` (type: `array`):

SEC filing types to include. Defaults to 10-K, 10-Q, and 8-K. Supports prefixes (e.g., '10-' matches 10-K, 10-Q, 10-K/A).

## `maxFilingsPerCompany` (type: `integer`):

Maximum number of recent filings to retrieve per company.

## `proxy` (type: `object`):

Proxy settings.

## Actor input object example

```json
{
  "tickers": [
    "AAPL",
    "MSFT"
  ],
  "filingTypes": [
    "10-K",
    "10-Q",
    "8-K"
  ],
  "maxFilingsPerCompany": 20,
  "proxy": {
    "useApifyProxy": false
  }
}
```

# Actor output Schema

## `ticker` (type: `string`):

Company stock ticker symbol.

## `companyName` (type: `string`):

Full company name from SEC records.

## `cik` (type: `string`):

SEC Central Index Key (10-digit padded).

## `filingType` (type: `string`):

Type of SEC filing (e.g., 10-K, 10-Q, 8-K).

## `formDescription` (type: `string`):

Description of the filing form.

## `filingDate` (type: `string`):

Date the filing was submitted to the SEC.

## `secFormUrl` (type: `string`):

URL to view the filing on SEC.gov.

## `accessionNumber` (type: `string`):

SEC accession number for the filing.

## `primaryDocument` (type: `string`):

Name of the primary filing document.

## `size` (type: `string`):

Size of the filing in bytes.

# API

You can run this Actor programmatically using our API. Below are code examples in JavaScript, Python, and CLI, as well as the OpenAPI specification and MCP server setup.

## JavaScript example

```javascript
import { ApifyClient } from 'apify-client';

// Initialize the ApifyClient with your Apify API token
// Replace the '<YOUR_API_TOKEN>' with your token
const client = new ApifyClient({
    token: '<YOUR_API_TOKEN>',
});

// Prepare Actor input
const input = {
    "tickers": [
        "AAPL",
        "MSFT"
    ]
};

// Run the Actor and wait for it to finish
const run = await client.actor("yourwingman/sec-filing-monitor").call(input);

// Fetch and print Actor results from the run's dataset (if any)
console.log('Results from dataset');
console.log(`💾 Check your data here: https://console.apify.com/storage/datasets/${run.defaultDatasetId}`);
const { items } = await client.dataset(run.defaultDatasetId).listItems();
items.forEach((item) => {
    console.dir(item);
});

// 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/js/docs

```

## Python example

```python
from apify_client import ApifyClient

# Initialize the ApifyClient with your Apify API token
# Replace '<YOUR_API_TOKEN>' with your token.
client = ApifyClient("<YOUR_API_TOKEN>")

# Prepare the Actor input
run_input = { "tickers": [
        "AAPL",
        "MSFT",
    ] }

# Run the Actor and wait for it to finish
run = client.actor("yourwingman/sec-filing-monitor").call(run_input=run_input)

# Fetch and print Actor results from the run's dataset (if there are any)
print("💾 Check your data here: https://console.apify.com/storage/datasets/" + run["defaultDatasetId"])
for item in client.dataset(run["defaultDatasetId"]).iterate_items():
    print(item)

# 📚 Want to learn more 📖? Go to → https://docs.apify.com/api/client/python/docs/quick-start

```

## CLI example

```bash
echo '{
  "tickers": [
    "AAPL",
    "MSFT"
  ]
}' |
apify call yourwingman/sec-filing-monitor --silent --output-dataset

```

## MCP server setup

```json
{
    "mcpServers": {
        "apify": {
            "command": "npx",
            "args": [
                "mcp-remote",
                "https://mcp.apify.com/?tools=yourwingman/sec-filing-monitor",
                "--header",
                "Authorization: Bearer <YOUR_API_TOKEN>"
            ]
        }
    }
}

```

## OpenAPI specification

Download the OpenAPI definition: https://api.apify.com/v2/acts/Hiugk3bfm9EmXAmsT/builds/K0ngzSgGFTN86X0FF/openapi.json