The White Law Group·Sep 30What to Do When You Suspect Investment Losses in RetirementWith third-quarter statements rolling in, some older investors may be realizing the harsh truth that their retirement funds have declined…
InComma CompliancebyComma Compliance·Sep 18FINRA Wants to End Pre-Approval for AdsFINRA Notice 26–14 would replace principal pre-approval of retail communications with risk-based procedures. The eight factors, and what…
Iteratingself·Jul 22Your AI governance stack has a hole in the middleWilliam Thompson (@iteratingself)
Iteratingself·Jul 21Agents should write workflows, not improvise themWilliam Thompson (@iteratingself)
FearGreedChart.com·May 17Margin Debt & Market TopsFINRA publishes the total amount investors have borrowed against their securities every month. The data has historically peaked before…
